David Portnoy - Jan 21, 2025 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chairman, Co-CEO, Director, 10%+ Owner
Signature
/s/ David Portnoy
Stock symbol
CCEL
Transactions as of
Jan 21, 2025
Transactions value $
$404,000
Form type
4
Date filed
1/23/2025, 05:00 PM
Previous filing
Dec 28, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCEL Common Stock 805K Jan 21, 2025 Direct
holding CCEL Common Stock 117K Jan 21, 2025 By 401K
holding CCEL Common Stock 231K Jan 21, 2025 By IRA
holding CCEL Common Stock 103K Jan 21, 2025 By Spouse
holding CCEL Common Stock 153K Jan 21, 2025 By Corporation F1
holding CCEL Common Stock 15.6K Jan 21, 2025 as Custodian for daughter
holding CCEL Common Stock 59K Jan 21, 2025 By LLC
holding CCEL Common Stock 55.2K Jan 21, 2025 By Corporation F2
holding CCEL Common Stock 11.4K Jan 21, 2025 As Custodian for son
holding CCEL Common Stock 11.2K Jan 21, 2025 As Custodian for son
holding CCEL Common Stock 10.8K Jan 21, 2025 As custodian for son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Award $404K +50K $8.08 50K Jan 21, 2025 Common Stock 50K $8.08 Direct F6
holding CCEL Stock Option 26.2K Jan 21, 2025 Common stock 26.2K $7.53 Direct
holding CCEL Stock Option 23.6K Jan 21, 2025 Common Stock 23.6K $7.28 Direct
holding CCEL Stock Option 280K Jan 21, 2025 Common Stock 280K $12.27 Direct F3
holding CCEL Stock Option 50K Jan 21, 2025 Common Stock 50K $4.77 Direct F4
holding CCEL Stock Option 50K Jan 21, 2025 Common Stock 50K $4.30 Direct
holding CCEL Stock Option 50K Jan 21, 2025 Common Stock 50K $6.47 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock held by Mayim Limited Partnership as is David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2 Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3 Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F4 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
F5 Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
F6 Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.