Mark Portnoy - Jan 21, 2025 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Co-CEO, Director, 10%+ Owner
Signature
/s/ Mark Portnoy
Stock symbol
CCEL
Transactions as of
Jan 21, 2025
Transactions value $
$202,000
Form type
4
Date filed
1/23/2025, 05:00 PM
Previous filing
Dec 28, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCEL Common Stock 822K Jan 21, 2025 Direct
holding CCEL Common Stock 42.3K Jan 21, 2025 By 401K
holding CCEL Common Stock 71.5K Jan 21, 2025 By Partnership F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Award $202K +25K $8.08 25K Jan 21, 2025 Common Stock 25K $8.08 Direct F5
holding CCEL Stock Option 22.2K Jan 21, 2025 Common stock 22.2K $7.53 Direct
holding CCEL Stock Option 20K Jan 21, 2025 Common Stock 20K $7.28 Direct
holding CCEL Stock Option 100K Jan 21, 2025 Common Stock 100K $12.27 Direct F2
holding CCEL Stock Option 25K Jan 21, 2025 Common Stock 25K $4.77 Direct F3
holding CCEL Stock Option 25K Jan 21, 2025 Common Stock 25K $4.30 Direct
holding CCEL Stock Option 25K Jan 21, 2025 Common Stock 25K $6.47 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark Portnoy may be deemed beneficial owner as its general partner.
F2 Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F3 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
F4 Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
F5 Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.