Gerald Yao - 21 Jan 2025 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
21 Jan 2025
Net transactions value
-$4,125
Form type
4
Filing time
23 Jan 2025, 18:03:07 UTC
Previous filing
11 Feb 2025
Next filing
26 Sep 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale $4,125 -2,750 -1.4% $1.50 190,289 21 Jan 2025 Gerald Yao Revocable Trust Dated January 10, 2019 F1, F2
holding NOTE Class A Common Stock 4,000 21 Jan 2025 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported on this Form 4 was made pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2024.
F2 The Reporting Person is Trustee of this Trust.