Ulrich Dopfer - Jan 24, 2025 Form 4 Insider Report for ADTRAN Holdings, Inc. (ADTN)

Role
Chief Financial Officer
Signature
/s/ Dan Ragsdale, by power of attorney
Stock symbol
ADTN
Transactions as of
Jan 24, 2025
Transactions value $
-$59,592
Form type
4
Date filed
1/28/2025, 04:40 PM
Previous filing
May 29, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ADTN Common Stock Award $0 +16.3K +76.48% $0.00 37.6K Jan 24, 2025 Direct F1
transaction ADTN Common Stock Tax liability -$47.6K -4.61K -12.27% $10.31 33K Jan 24, 2025 Direct F3
transaction ADTN Common Stock Award $0 +16.4K +49.68% $0.00 49.4K Jan 24, 2025 Direct F2
transaction ADTN Common Stock Tax liability -$12K -1.17K -2.36% $10.31 48.2K Jan 26, 2025 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the vesting of performance stock units that were awarded pursuant to a grant on May 24, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan.
F2 Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Remarks:
F3 Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted performance stock units.
F4 Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.