Steven B. Ketchum - 30 Jan 2025 Form 4 Insider Report for AMARIN CORP PLC\UK (AMRN)

Role
Chief Scientific Officer
Signature
/s/ Jonathan Provoost
Issuer symbol
AMRN
Transactions as of
30 Jan 2025
Net transactions value
-$57,973
Form type
4
Filing time
31 Jan 2025, 16:45:09 UTC
Previous filing
10 Jan 2025
Next filing
06 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRN Ordinary Shares Options Exercise +51,500 +7.7% 722,340 30 Jan 2025 Direct F1, F2, F3
transaction AMRN Ordinary Shares Tax liability $17,597 -28,382 -3.9% $0.6200 693,958 30 Jan 2025 Direct F1, F4, F5
transaction AMRN Ordinary Shares Options Exercise +34,566 +5% 728,524 31 Jan 2025 Direct F1, F3, F6
transaction AMRN Ordinary Shares Tax liability $11,902 -19,197 -2.6% $0.6200 709,327 31 Jan 2025 Direct F1, F4, F5
transaction AMRN Ordinary Shares Options Exercise +44,933 +6.3% 754,260 31 Jan 2025 Direct F1, F3, F7
transaction AMRN Ordinary Shares Tax liability $15,396 -24,833 -3.3% $0.6200 729,427 31 Jan 2025 Direct F1, F4, F5
transaction AMRN Ordinary Shares Options Exercise +38,667 +5.3% 768,094 31 Jan 2025 Direct F1, F3, F8
transaction AMRN Ordinary Shares Tax liability $13,078 -21,093 -2.7% $0.6200 747,001 31 Jan 2025 Direct F1, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRN Restricted Stock Unit Award $0 +51,500 $0.000000 0 30 Jan 2025 Ordinary Shares 51,500 $0.000000 Direct F1, F2, F3, F9
transaction AMRN Restricted Stock Unit Options Exercise $0 -51,500 -100% $0.000000 0 30 Jan 2025 Ordinary Shares 51,500 $0.000000 Direct F1, F2, F3, F9
transaction AMRN Restricted Stock Unit Options Exercise $0 +34,566 $0.000000 0 31 Jan 2025 Ordinary Shares 34,566 $0.000000 Direct F1, F3, F6, F9
transaction AMRN Restricted Stock Unit Options Exercise $0 +44,933 +4493300% $0.000000 44,934 31 Jan 2025 Ordinary Shares 44,933 $0.000000 Direct F1, F3, F7, F9
transaction AMRN Restricted Stock Unit Options Exercise $0 +38,667 +100% $0.000000 77,333 31 Jan 2025 Ordinary Shares 38,667 $0.000000 Direct F1, F3, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
F2 On February 21, 2023, the Reporting Person was granted 103,000 RSUs under the Amarin Corporation plc 2020 Stock Incentive Plan, which vest upon achievement of certain performance-based milestones and subject to the Reporting Person's continued service with the Issuer as provided in the RSU Award Agreement between the Issuer and Reporting Person. On January 30, 2025, the second of two performance-based milestones was achieved based on a predetermined formula tied to company cash balance as determined by the Issuer's Remuneration Committee of its Board of Directors, resulting in the vesting of 51,500 RSUs.
F3 Not applicable
F4 Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.
F5 Grant price is set at the higher of (1) our nominal par value of 50 pence per share, or as converted on date of grant of $0.62 per share, for which our Plan dictates under United Kingdom law, or (2) fair market value of stock price on the NASDAQ at close of business day.
F6 On February 4, 2022, the Reporting Person was granted 103,700 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2020 Stock Incentive Plan (as amended, the "Plan"). These RSUs vest in three equal installments on each of January 31, 2023, January 31, 2024 and January 31, 2025.
F7 On February 21, 2023, the Reporting Person was granted 134,800 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2024, January 31, 2025 and January 31, 2026.
F8 On February 1, 2024, the Reporting Person was granted 116,000 RSUs under the Plan. These RSUs vest in three equal installments on each of January 31, 2025, January 31, 2026 and January 31, 2027.
F9 Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.