James Marischen - Feb 3, 2025 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
James Marischen
Stock symbol
SF
Transactions as of
Feb 3, 2025
Transactions value $
-$324,680
Form type
4
Date filed
2/5/2025, 04:45 PM
Previous filing
Jan 10, 2025
Next filing
Mar 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +6.27K +10.06% $0.00 68.6K Feb 3, 2025 Direct
transaction SF Common Stock Tax liability -$325K -2.76K -4.03% $117.51 65.9K Feb 3, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $0 +7.84K +34.92% $0.00 30.3K Feb 3, 2025 Common Stock 7.84K $0.00 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -6.27K -20.7% $0.00 24K Feb 3, 2025 Common Stock 6.27K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.
F2 No expiration date for these Units
F3 Currently exercisable.