Victor Nesi - Feb 3, 2025 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
Victor Nesi
Stock symbol
SF
Transactions as of
Feb 3, 2025
Transactions value $
-$1,655,363
Form type
4
Date filed
2/5/2025, 04:50 PM
Previous filing
Jan 10, 2025
Next filing
Mar 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +27.6K +16.48% $0.00 195K Feb 3, 2025 Direct
transaction SF Common Stock Tax liability -$1.66M -14.1K -7.22% $117.51 181K Feb 3, 2025 Direct
holding SF Common Stock 22.6K Feb 3, 2025 by Trust
holding SF Common Stock 31K Feb 3, 2025 Family Trust
holding SF Common Stock 44.2K Feb 3, 2025 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Award $0 +34.5K +51.84% $0.00 101K Feb 3, 2025 Common Stock 34.5K $0.00 Direct F1, F2
transaction SF Phantom Stock Units Options Exercise $0 -27.6K -27.31% $0.00 73.4K Feb 3, 2025 Common Stock 27.6K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.
F2 Currently exercisable.
F3 No expiration date for these Units