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Signature
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/s/ Nick Pizzie
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Issuer symbol
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AXSM
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Transactions as of
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13 Feb 2025
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Transactions value $
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-$1,951,530
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Form type
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4
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Filing time
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14 Feb 2025, 21:20:36 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$42,000 |
+12,000 |
+28.44% |
$3.5 |
54,187 |
13 Feb 2025 |
Direct |
F1, F2 |
| transaction |
AXSM |
Common Stock |
Sale |
-$1,558,320 |
-12,000 |
-22.15% |
$129.86 |
42,187 |
13 Feb 2025 |
Direct |
F2, F3, F4 |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$10,500 |
+3,000 |
+7.11% |
$3.5 |
45,187 |
14 Feb 2025 |
Direct |
F1, F2 |
| transaction |
AXSM |
Common Stock |
Sale |
-$393,210 |
-3,000 |
-6.64% |
$131.07 |
42,187 |
14 Feb 2025 |
Direct |
F2, F3, F5 |
| holding |
AXSM |
Common Stock |
|
|
|
|
|
488 |
13 Feb 2025 |
See explanation 6 below. |
F6 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
-$42,000 |
-12,000 |
-100% |
$3.5 |
0 |
13 Feb 2025 |
Common Stock |
12,000 |
$3.5 |
Direct |
F1, F2 |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
-$10,500 |
-3,000 |
-100% |
$3.5 |
0 |
14 Feb 2025 |
Common Stock |
3,000 |
$3.5 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: