Robert Weeber - 15 Feb 2025 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Pres, Intl. Wealth Mmgt
Signature
/s/Colleen Graham, attorney in fact
Issuer symbol
ALTI
Transactions as of
15 Feb 2025
Transactions value $
$0
Form type
4
Filing time
19 Feb 2025, 18:28:41 UTC
Previous filing
05 Jun 2024
Next filing
20 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise $0 +35,796 +7.97% $0 484,713 15 Feb 2025 Direct F1
transaction ALTI Class A Common Stock Options Exercise $0 +8,955 +1.85% $0 493,688 15 Feb 2025 Direct F1
holding ALTI Class A Common Stock 10,825 15 Feb 2025 See footnote F2
holding ALTI Class A Common Stock 6,905 15 Feb 2025 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -35,796 -50% $0 35,796 15 Feb 2024 Class A Common Stock 35,796 Direct F1, F4
transaction ALTI Restricted Stock Units Options Exercise $0 -8,955 -33.33% $0 17,909 15 Feb 2024 Class A Common Stock 8,954 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
F2 Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.
F3 Represents securities held by Swartberg Holding 2 AG. Swartberg Holding 2 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 2 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 2 AG, except to the extent of his pecuniary interest therein.
F4 The restricted stock units vest in three equal annual installments beginning February 15, 2024.
F5 The restricted stock units vest in three equal annual installments beginning February 15, 2025.