Robert Weeber - Feb 15, 2025 Form 4 Insider Report for AlTi Global, Inc. (ALTI)

Role
Pres, Intl. Wealth Mmgt
Signature
/s/Colleen Graham, attorney in fact
Stock symbol
ALTI
Transactions as of
Feb 15, 2025
Transactions value $
$0
Form type
4
Date filed
2/19/2025, 06:28 PM
Previous filing
Jun 5, 2024
Next filing
Mar 20, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALTI Class A Common Stock Options Exercise $0 +35.8K +7.97% $0.00 485K Feb 15, 2025 Direct F1
transaction ALTI Class A Common Stock Options Exercise $0 +8.95K +1.85% $0.00 494K Feb 15, 2025 Direct F1
holding ALTI Class A Common Stock 10.8K Feb 15, 2025 See footnote F2
holding ALTI Class A Common Stock 6.91K Feb 15, 2025 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALTI Restricted Stock Units Options Exercise $0 -35.8K -50% $0.00 35.8K Feb 15, 2024 Class A Common Stock 35.8K Direct F1, F4
transaction ALTI Restricted Stock Units Options Exercise $0 -8.95K -33.33% $0.00 17.9K Feb 15, 2024 Class A Common Stock 8.95K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of ALTI Class A Common Stock.
F2 Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.
F3 Represents securities held by Swartberg Holding 2 AG. Swartberg Holding 2 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 2 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 2 AG, except to the extent of his pecuniary interest therein.
F4 The restricted stock units vest in three equal annual installments beginning February 15, 2024.
F5 The restricted stock units vest in three equal annual installments beginning February 15, 2025.