Elizabeth Vonne - Feb 20, 2025 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, General Counsel
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
Feb 20, 2025
Transactions value $
$238,745
Form type
4
Date filed
2/21/2025, 06:26 PM
Previous filing
Apr 17, 2024
Next filing
Mar 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Options Exercise $435K +3.31K +41.97% $131.54 11.2K Feb 20, 2025 Direct F1
transaction AEIS Common Stock Tax liability -$197K -1.5K -13.35% $131.54 9.7K Feb 20, 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Performance Units Options Exercise $0 -6.74K -100% $0.00 0 Feb 20, 2025 Common Stock 0 $0.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 4/19/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.
F2 Payment of tax liability by withholding securities incident to vesting of performance stock units.
F3 Represents 5,217 shares of unvested restricted stock units and 4,485 shares of common stock.
F4 These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 4/19/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.