Osamu Watanabe - Feb 19, 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
General Counsel, Secretary
Signature
/s/ Osamu Watanabe
Stock symbol
MC
Transactions as of
Feb 19, 2025
Transactions value $
-$419,129
Form type
4
Date filed
2/21/2025, 07:15 PM
Previous filing
Feb 14, 2025
Next filing
Mar 31, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +12K +9163.29% 12.1K Feb 19, 2025 Direct F1
transaction MC Class A Common Stock Tax liability -$215 -2.91 -0.02% $74.00 12.1K Feb 19, 2025 Direct
transaction MC Class A Common Stock Sale -$419K -5.66K -46.66% $74.00 6.47K Feb 19, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -4.41K -100% $0.00 0 Feb 19, 2025 Class A Common Stock 4.41K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -2.14K -50% $0.00 2.14K Feb 19, 2025 Class A Common Stock 2.14K Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -2.01K -33.33% $0.00 4.03K Feb 19, 2025 Class A Common Stock 2.01K Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1.92K -24.99% $0.00 5.76K Feb 19, 2025 Class A Common Stock 1.92K Direct F3
transaction MC 2023 Incentive Restricted Stock Units Options Exercise $0 -1.52K -19.99% $0.00 6.08K Feb 19, 2025 Class A Common Stock 1.52K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Watanabe in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 19, 2025.