KENNETH MOELIS - 19 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
Chairman, CEO, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Moelis
Issuer symbol
MC
Transactions as of
19 Feb 2025
Transactions value $
-$718,727
Form type
4
Filing time
21 Feb 2025, 19:19:22 UTC
Previous filing
20 Feb 2025
Next filing
07 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +58.9K +36.77% 219K 19 Feb 2025 Direct F1
transaction MC Class A Common Stock Tax liability -$39 -0.53 0% $74.00 219K 19 Feb 2025 Direct
transaction MC Class A Common Stock Sale -$719K -9.71K -4.44% $74.00 209K 19 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -58.9K -100% $0.00 0 19 Feb 2025 Class A Common Stock 58.9K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Moelis in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 19, 2025.