Joseph Simon - Feb 19, 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Financial Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Joseph Simon
Stock symbol
MC
Transactions as of
Feb 19, 2025
Transactions value $
-$426,192
Form type
4
Date filed
2/21/2025, 07:20 PM
Previous filing
Feb 20, 2025
Next filing
Mar 31, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A common Stock Options Exercise +11.8K +70.52% 28.6K Feb 19, 2025 Direct F1
transaction MC Class A Common Stock Tax liability -$100 -1.35 0% $74.00 28.6K Feb 19, 2025 Direct
transaction MC Class A Common Stock Sale -$426K -5.76K -20.14% $74.00 22.8K Feb 19, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -7.47K -100% $0.00 0 Feb 19, 2025 Class A Common Stock 7.47K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -4.36K -50% $0.00 4.36K Feb 19, 2025 Class A Common Stock 4.36K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Mr. Simon in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 19, 2025.