Katherine Pilcher - Feb 19, 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
Stock symbol
MC
Transactions as of
Feb 19, 2025
Transactions value $
-$260,231
Form type
4
Date filed
2/21/2025, 07:24 PM
Previous filing
Feb 6, 2025
Next filing
Mar 31, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +7.45K 7.45K Feb 19, 2025 Direct F1
transaction MC Class A Common Stock Tax liability -$121 -1.63 -0.02% $74.00 7.45K Feb 19, 2025 Direct
transaction MC Class A Common Stock Sale -$260K -3.52K -47.19% $74.00 3.93K Feb 19, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -2.76K -100% $0.00 0 Feb 19, 2025 Class A Common Stock 2.76K Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -1.42K -50% $0.00 1.42K Feb 19, 2025 Class A Common Stock 1.42K Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -1.35K -33.33% $0.00 2.7K Feb 19, 2025 Class A Common Stock 1.35K Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1.92K -24.99% $0.00 5.76K Feb 19, 2025 Class A Common Stock 1.92K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 19, 2025.