Hofeldt Albert - Feb 19, 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Technology Officer
Signature
/s/ Saul R. Laureles, attorney-in-fact
Stock symbol
STEM
Transactions as of
Feb 19, 2025
Transactions value $
-$8,331
Form type
4
Date filed
2/21/2025, 08:46 PM
Previous filing
Nov 1, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +47.1K +31.01% $0.00 199K Feb 19, 2025 Direct
transaction STEM Common Stock, Par Value $0.0001 Per Share Sale -$8.33K -13.3K -6.68% $0.63 186K Feb 20, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -47.1K -9% $0.00 476K Feb 19, 2025 Common Stock, Par Value $0.0001 Per Share 47.1K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
F2 On May 9, 2023, the reporting person was granted 141,414 RSUs vesting in three annual installments beginning February 2024.