John Coll - Feb 21, 2025 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
SVP, Global MSS
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 21, 2025
Transactions value $
-$156,743
Form type
4
Date filed
2/25/2025, 04:05 PM
Previous filing
Feb 21, 2025
Next filing
Mar 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +1.33K +20.75% 7.75K Feb 21, 2025 Direct F1
transaction ALSN Common Stock Options Exercise +14 +0.18% 7.77K Feb 21, 2025 Direct F2
transaction ALSN Common Stock Tax liability -$45K -447 -5.76% $100.67 7.32K Feb 21, 2025 Direct F3
transaction ALSN Common Stock Options Exercise +1.74K +23.81% 9.06K Feb 22, 2025 Direct F4
transaction ALSN Common Stock Options Exercise +51 +0.56% 9.11K Feb 22, 2025 Direct F2
transaction ALSN Common Stock Tax liability -$52.5K -522 -5.73% $100.67 8.59K Feb 22, 2025 Direct F3
transaction ALSN Common Stock Options Exercise +1.92K +22.36% 10.5K Feb 23, 2025 Direct F5
transaction ALSN Common Stock Options Exercise +97 +0.92% 10.6K Feb 23, 2025 Direct F2
transaction ALSN Common Stock Tax liability -$59.2K -588 -5.54% $100.67 10K Feb 23, 2025 Direct F3
holding ALSN Common Stock 8.91K Feb 21, 2025 By John Coll Living Trust dated 5/2/2005

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -1.33K -33.32% $0.00 2.67K Feb 21, 2025 Common Stock 1.33K Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -14 -5.76% $0.00 229 Feb 21, 2025 Common Stock 14 Direct F2
transaction ALSN Restricted Stock Units Options Exercise $0 -1.74K -50% $0.00 1.74K Feb 22, 2025 Common Stock 1.74K Direct F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -51 -22.27% $0.00 178 Feb 22, 2025 Common Stock 51 Direct F2
transaction ALSN Restricted Stock Units Options Exercise $0 -1.92K -100% $0.00 0 Feb 23, 2025 Common Stock 1.92K Direct F5
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -97 -54.49% $0.00 81 Feb 23, 2025 Common Stock 97 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
F4 Settlement of RSUs granted on February 22, 2023. Each RSU represents a contingent right to receive one share of ALSN common stock.
F5 Settlement of RSUs granted on February 23, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.