Eric Allyn - Dec 5, 2024 Form 4/A - Amendment Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Role
Director
Signature
/s/ James A. Dowd as POA for Eric Allyn
Stock symbol
PBHC
Transactions as of
Dec 5, 2024
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/28/2025, 03:06 PM
Date Of Original Report
Dec 9, 2024
Previous filing
Dec 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PBHC Common Stock 6.12K Dec 5, 2024 Allyn Family Capital Fund, LLC
holding PBHC Common Stock 35.1K Dec 5, 2024 Allyn Family Foundation F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This amendment includes the ownership of 35,087 shares beneficially owned by the Allyn Family Foundation that was omitted from the filing on 12/9/24.