Jerome T. Upton - Feb 26, 2025 Form 4 Insider Report for GENWORTH FINANCIAL INC (GNW)

Role
EVP & Chief Financial Officer
Signature
/s/ David F. Kurzawa, by power of attorney
Stock symbol
GNW
Transactions as of
Feb 26, 2025
Transactions value $
-$77,320
Form type
4
Date filed
2/28/2025, 04:19 PM
Previous filing
Feb 19, 2025
Next filing
Mar 4, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GNW Common Stock Options Exercise +43.4K +11.48% 422K Feb 26, 2025 Direct F1
transaction GNW Common Stock Tax liability -$77.3K -11.6K -2.76% $6.65 410K Feb 26, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GNW Restricted Stock Units Options Exercise $0 -43.4K -33.33% $0.00 86.9K Feb 26, 2025 Common Stock 43.4K Direct F1, F3
transaction GNW Restricted Stock Units Award $0 +113K $0.00 113K Feb 26, 2025 Common Stock 113K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units settle in Common Stock on a 1:1 basis.
F2 The Company withheld shares of Common Stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on February 26, 2025.
F3 Restricted Stock Units vested and converted to Common Stock on February 26, 2025.
F4 Restricted Stock Units vest and convert to Common Stock in three equal installments beginning on February 26, 2026.