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Signature
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/s/ Elizabeth Vonne - Attorney-in-Fact
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Stock symbol
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AEIS
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Transactions as of
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Mar 3, 2025
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Transactions value $
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-$2,155,216
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Form type
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4
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Date filed
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3/5/2025, 06:36 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AEIS |
Common Stock |
Options Exercise |
$1.04M |
+12.1K |
+33.25% |
$85.97 |
48.4K |
Mar 3, 2025 |
Direct |
|
| transaction |
AEIS |
Common Stock |
Tax liability |
-$1.04M |
-9.3K |
-19.2% |
$111.75 |
39.1K |
Mar 3, 2025 |
Direct |
F1 |
| transaction |
AEIS |
Common Stock |
Sale |
-$311K |
-2.79K |
-7.12% |
$111.75 |
36.3K |
Mar 3, 2025 |
Direct |
F2 |
| transaction |
AEIS |
Common Stock |
Sale |
-$1.84M |
-16.5K |
-45.46% |
$111.59 |
19.8K |
Mar 3, 2025 |
Direct |
F2, F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AEIS |
Employee Stock Option (Right to Buy) |
Options Exercise |
$0 |
-12.1K |
-66.67% |
$0.00 |
6.04K |
Mar 3, 2025 |
Common Stock |
12.1K |
$85.79 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: