Edwin A. Poston - Mar 8, 2025 Form 4 Insider Report for P10, Inc. (PX)

Signature
By: Dominic Hong, as Attorney-in-Fact for the Reporting Persons, /s/ Dominic Hong
Stock symbol
PX
Transactions as of
Mar 8, 2025
Transactions value $
-$997,161
Form type
4
Date filed
3/11/2025, 11:09 AM
Previous filing
Feb 26, 2025
Next filing
Mar 21, 2025
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Options Exercise +108K 108K Mar 8, 2025 Direct F1, F2
transaction PX Class A Common Stock Tax liability -$598K -47.4K -43.95% $12.61 60.5K Mar 8, 2025 Direct F2
transaction PX Class A Common Stock Options Exercise +72K +132.82% 126K Mar 8, 2025 Direct F1, F5
transaction PX Class A Common Stock Tax liability -$399K -31.6K -25.07% $12.61 94.5K Mar 8, 2025 Direct F5
holding PX Class A Common Stock 1.52M Mar 8, 2025 By TrueBridge Colonial Fund, U/A dated 11/15/2015 F3
holding PX Class A Common Stock 522K Mar 8, 2025 By Edwin A. Poston Revocable Trust F4
holding PX Class A Common Stock 4.29M Mar 8, 2025 By The Mel Williams Irrevocable Trust u/a/d August 12, 2015 F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PX Restricted Stock Units Options Exercise $0 -108K -100% $0.00 0 Mar 8, 2025 Class A Common Stock 108K Direct F1, F7
transaction PX Restricted Stock Units Options Exercise $0 -72K -100% $0.00 0 Mar 8, 2025 Class A Common Stock 72K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
F2 These securities are owned directly by Mr. Poston.
F3 Represents securities of the Issuer owned indirectly by TrueBridge Colonial Fund, U/A dated 11/15/2015 ("TrueBridge Colonial"). First Republic Trust Company of Delaware, as trustee of TrueBridge Colonial, may be deemed to beneficially own the securities of the Issuer owned indirectly by TrueBridge Colonial. Mr. Poston disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is a beneficial owner of the securities of the Issuer reported herein.
F4 Represents securities of the Issuer owned directly by the Edwin A. Poston Revocable Trust (the "Poston Trust"). Mr. Poston, as sole trustee of the Poston Trust, may be deemed to beneficially own the securities of the Issuer owned indirectly by TrueBridge Colonial. Mr. Poston disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is a beneficial owner of the securities of the Issuer reported herein.
F5 These securities are owned directly by Mr. Williams.
F6 Represents securities of the Issuer owned directly by The Mel Williams Irrevocable Trust u/a/d August 12, 2015 (The "Mel Trust"). Alliance Trust Company, as trustee of the Mel Trust, may be deemed to beneficially own the securities of the Issuer owned directly by the Mel Trust. Mr. Williams disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is a beneficial owner of the securities of the Issuer reported herein.
F7 On March 8, 2024, Mr. Poston was granted a total of 107,948 RSUs, all of which vested on the first anniversary of the grant date.
F8 On March 8, 2024, Mr. Williams was granted a total of 71,965 RSUs, all of which vested on the first anniversary of the grant date.

Remarks:

This Form 4 is being filed by Edwin Poston and Mel Williams (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's common stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that the Reporting Persons are beneficial owners of the securities of the Issuer reported herein. In addition, Mr. Poston serves as a director on the Board of Directors of the Issuer.