Patrick F. Williams - Mar 7, 2025 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
Chief Financial Officer
Signature
/s/ Nathaniel Sisitsky as attorney-in-fact for Patrick F. Williams
Stock symbol
STAA
Transactions as of
Mar 7, 2025
Transactions value $
$0
Form type
4
Date filed
3/11/2025, 08:40 PM
Previous filing
Feb 19, 2025
Next filing
Mar 14, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $0 +2.61K +6.82% $0.00 41K Mar 7, 2025 Direct F1
transaction STAA Common Stock Options Exercise $0 +3.08K +7.51% $0.00 44K Mar 7, 2025 Direct F2
transaction STAA Common Stock Options Exercise $0 +4.06K +9.22% $0.00 48.1K Mar 10, 2025 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Performance Stock Units Options Exercise $0 -2.61K -100% $0.00 0 Mar 7, 2025 Common Stock 2.61K $0.00 Direct F1, F5
transaction STAA Restricted Stock Units Options Exercise $0 -3.08K -100% $0.00 0 Mar 7, 2025 Common Stock 3.08K $0.00 Direct F2, F5
transaction STAA Restricted Stock Units Options Exercise $0 -4.06K -49.99% $0.00 4.06K Mar 10, 2025 Common Stock 4.06K $0.00 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects performance stock units (PSUs) granted to the Reporting Person on March 7, 2022, based on the Corporation's performance relative to pre-established financial metrics. These PSUs vested as to 1/3 (2,614 shares) on March 7, 2023, 1/3 (2,614 shares) on March 7, 2024, and 1/3 (2,614 shares) on March 7, 2025.
F2 Reflects restricted stock units (RSUs) granted to the Reporting Person on March 7, 2022. These RSUs vested as to 1/3 (3,075 shares) on March 7, 2023, 1/3 (3,075 shares) on March 7, 2024, and 1/3 (3,075 shares) on March 7, 2025.
F3 Reflects RSUs granted to the Reporting Person on March 10, 2023. These RSUs vested as to 1/3 (4,061 shares) on March 10, 2024, 1/3 (4,061 shares) on March 10, 2025, and will vest as to the remaining 1/3 (4,062 shares) on March 10, 2026.
F4 Includes previously granted RSUs, which are subject to future vesting.
F5 Each PSU and RSU represents the right to receive one share of the Corporation's common stock upon vesting.