Kurt H. Schwarz - Mar 10, 2025 Form 4 Insider Report for Marcus & Millichap, Inc. (MMI)

Role
Chief Accounting Officer
Signature
/s/ Kurt H. Schwarz
Stock symbol
MMI
Transactions as of
Mar 10, 2025
Transactions value $
-$9,577
Form type
4
Date filed
3/12/2025, 08:28 PM
Previous filing
Feb 10, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MMI Common Stock Options Exercise +147 +26.25% 707 Mar 10, 2025 Direct F1
transaction MMI Common Stock Tax liability -$2.16K -61 -8.63% $35.47 646 Mar 10, 2025 Direct F2
transaction MMI Common Stock Options Exercise +89 +13.78% 735 Mar 10, 2025 Direct F1
transaction MMI Common Stock Tax liability -$1.31K -37 -5.03% $35.47 698 Mar 10, 2025 Direct F2
transaction MMI Common Stock Options Exercise +190 +27.22% 888 Mar 10, 2025 Direct F1
transaction MMI Common Stock Tax liability -$2.77K -78 -8.78% $35.47 810 Mar 10, 2025 Direct F2
transaction MMI Common Stock Options Exercise +117 +14.44% 927 Mar 10, 2025 Direct F1
transaction MMI Common Stock Tax liability -$1.7K -48 -5.18% $35.47 879 Mar 10, 2025 Direct F2
transaction MMI Common Stock Options Exercise +111 +12.63% 990 Mar 10, 2025 Direct F1
transaction MMI Common Stock Tax liability -$1.63K -46 -3.32% $35.47 1.34K Mar 10, 2025 Direct F2, F3
holding MMI Common Stock 7.68K Mar 10, 2025 By Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MMI Restricted Stock Units Options Exercise $0 -147 -100% $0.00 0 Mar 10, 2025 Common Stock 147 Direct F1, F5
transaction MMI Restricted Stock Units Options Exercise $0 -89 -49.17% $0.00 92 Mar 10, 2025 Common Stock 89 Direct F1, F6
transaction MMI Restricted Stock Units Options Exercise $0 -190 -33.27% $0.00 381 Mar 10, 2025 Common Stock 190 Direct F1, F7
transaction MMI Restricted Stock Units Options Exercise $0 -117 -24.95% $0.00 352 Mar 10, 2025 Common Stock 117 Direct F1, F8
transaction MMI Restricted Stock Units Options Exercise $0 -111 -19.96% $0.00 445 Mar 10, 2025 Common Stock 111 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F2 Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2025.
F3 Includes 397 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
F4 Voting and investment power over the shares held by The Schwarz Family Trust dated September 25, 2003 is exercised by the reporting person, as one of the trustees.
F5 The restricted stock units vest in five equal annual installments beginning March 10, 2021.
F6 The restricted stock units vest in five equal annual installments beginning March 10, 2022.
F7 The restricted stock units vest in five equal annual installments beginning March 10, 2023.
F8 The restricted stock units vest in five equal annual installments beginning March 10, 2024.
F9 The restricted stock units vest in five equal annual installments beginning March 10, 2025.