James Ison - Feb 20, 2025 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Role
CPO
Signature
/s/ James Ison
Stock symbol
OSS
Transactions as of
Feb 20, 2025
Transactions value $
-$26,343
Form type
4
Date filed
3/13/2025, 05:00 PM
Previous filing
Feb 24, 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSS Common Stock Tax liability -$26.3K -7.01K -4.88% $3.76 137K Feb 20, 2025 Direct F1, F2
transaction OSS Common Stock Gift $0 -7.76K -5.68% $0.00 129K Feb 20, 2025 Direct F2, F3
transaction OSS Common Gift $0 +7.76K +3.76% $0.00 214K Feb 20, 2025 By Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person forfeited 7,006 shares of common stock upon conversion of 14,766 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on March 20, 2023
F2 Includes 121,147 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
F3 On February 20, 2025 the Reporting Person transferred 8,227 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
F4 These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.