BEP Special Situations IV LLC - Mar 13, 2025 Form 4 Insider Report for 5E Advanced Materials, Inc. (FEAM)

Role
Director, 10%+ Owner
Signature
/s/ Jonathan Siegler, Managing Director and Chief Financial Officer, on behalf of BEP Special Situations IV LLC
Stock symbol
FEAM
Transactions as of
Mar 13, 2025
Transactions value $
$2,500,002
Form type
4
Date filed
3/14/2025, 04:05 PM
Previous filing
Mar 6, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FEAM Common Stock Award $2.5M +704K +10.36% $3.55 7.5M Mar 13, 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FEAM Warrants Award +2.82M 2.82M Mar 13, 2025 Common Stock 2.82M $3.55 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Bluescape Energy Partners IV GP LLC ("Bluescape GP") is the general partner of Bluescape Energy Recapitalization and Restructuring Fund IV LP, which wholly owns BEP Special Situations IV LLC ("Bluescape", together with Bluescape GP, the "Reporting Persons"). As such, Bluescape GP may be deemed to have beneficial ownership of the securities held by Bluescape. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2 On March 13, 2025, pursuant to the January 14, 2025 Subscription Agreement, Bluescape acquired shares of common stock in a private placement transaction at a price of $3.5507 per share and warrants to acquire shares of common stock for no additional consideration.
F3 On March 13, 2025, Bluescape acquired warrants to purchase shares of common stock of the issuer in a private placement transaction. The warrants are exercisable on or after the date of issuance and will expire on March 13, 2026. The exercise price per share of common stock under the warrants is $3.5507.