Saul R. Laureles - Mar 6, 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Chief Legal Officer
Signature
/s/ Saul R. Laureles
Stock symbol
STEM
Transactions as of
Mar 6, 2025
Transactions value $
$0
Form type
4
Date filed
3/17/2025, 04:30 PM
Previous filing
Feb 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +18.1K +9.74% $0.00 204K Mar 6, 2025 Direct
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +58.3K +28.62% $0.00 262K Mar 11, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -18.1K -3.44% $0.00 507K Mar 6, 2025 Common Stock, Par Value $0.0001 Per Share 18.1K $0.00 Direct F1
transaction STEM Restricted Stock Unit Options Exercise $0 -58.3K -11.5% $0.00 449K Mar 11, 2025 Common Stock, Par Value $0.0001 Per Share 58.3K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four annual installments beginning March 2022.
F2 On May 28, 2024, the reporting person was granted 175,000 RSUs vesting in three annual installments beginning March 2025.