William Jack Plants II - Mar 16, 2025 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Chief Financial Officer
Signature
SANDRA L. BYERS By Power of Attorney from William Jack Plants II
Stock symbol
FISI
Transactions as of
Mar 16, 2025
Transactions value $
-$24,357
Form type
4
Date filed
3/18/2025, 04:05 PM
Previous filing
Mar 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +2.6K +67.99% 6.43K Mar 16, 2025 Direct F1
transaction FISI Common Stock Tax liability -$24.4K -935 -14.53% $26.05 5.5K Mar 16, 2025 Direct
holding FISI Common Stock 1.63K Mar 16, 2025 Held in 401K Plan
holding FISI Common Stock 4.94K Mar 16, 2025 Held in IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Options Exercise $0 -1K -100% $0.00 0 Mar 16, 2025 Common Stock 1K Direct F2
transaction FISI Restricted Stock Unit Options Exercise $0 -1.6K -100% $0.00 0 Mar 16, 2025 Common Stock 1.6K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Restricted stock units convert into shares of common stock on a one-for-one basis.