Jeffrey Thomas Elliott - 20 Mar 2025 Form 4 Insider Report for SERA PROGNOSTICS, INC. (SERA)

Role
Director
Signature
/s/ Benjamin G. Jackson, Attorney-in-fact
Issuer symbol
SERA
Transactions as of
20 Mar 2025
Net transactions value
$0
Form type
4
Filing time
21 Mar 2025, 17:18:22 UTC
Previous filing
06 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SERA Class A Common Stock Award $0 +30,534 $0.000000 30,534 20 Mar 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SERA Stock Option (right to buy) Award $0 +47,363 $0.000000 47,363 20 Mar 2025 Class A Common Stock 47,363 $3.93 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is March 20, 2025, subject to the Reporting Person continuing to provide services to the issuer.
F2 These stock options vest over three years as follows: 1/36 of the original grant amount vests in monthly installments for three years following the vesting commencement date, which is March 20, 2025, subject to the Reporting Person continuing to provide services to the issuer.