| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGC | Common Stock | Tax liability | -$52.8K | -1.79K | -3.79% | $29.55 | 45.4K | Mar 20, 2025 | Direct | F1 |
| transaction | PGC | Common Stock | Sale | -$144K | -5K | -11.01% | $28.79 | 40.4K | Mar 21, 2025 | Direct | F2 |
| holding | PGC | Common Stock | 207K | Mar 20, 2025 | Rabbi Trust | F3 | |||||
| holding | PGC | Common Stock | 18.5K | Mar 20, 2025 | 401(k) | F4 | |||||
| holding | PGC | Common Stock | 10.1K | Mar 20, 2025 | Employee Stock Purchase Plan | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGC | Restricted Stock Units | Award | $0 | +11.7K | $0.00 | 11.7K | Mar 20, 2025 | Common Stock | 11.7K | Direct | F6, F7 | ||
| transaction | PGC | Restricted Stock Units | Award | $0 | +17.5K | +66.9% | $0.00 | 43.7K | Mar 20, 2025 | Common Stock | 17.5K | Direct | F9, F10 | |
| holding | PGC | Restricted Stock Units | 17.8K | Mar 20, 2025 | Common Stock | 17.8K | Direct | F6, F8 | ||||||
| holding | PGC | Phantom Stock | 6.88K | Mar 20, 2025 | Common Stock | 6.88K | Direct | F11, F12 | ||||||
| holding | PGC | Phantom Stock | 2.83K | Mar 20, 2025 | Common Stock | 2.83K | Direct | F11, F13 | ||||||
| holding | PGC | Phantom Stock | 15.5K | Mar 20, 2025 | Common Stock | 15.5K | Direct | F14, F15 |
| Id | Content |
|---|---|
| F1 | Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units. |
| F2 | The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dates November 22, 2024. |
| F3 | Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| F4 | Includes 401(k) contributions used to purchase PGC stock. |
| F5 | Includes shares received through dividend reinvestment since the last filing. |
| F6 | Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. |
| F7 | The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date. |
| F8 | The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. |
| F9 | Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. |
| F10 | The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. |
| F11 | Each share of phantom stock is the economic equivalent of one share of common stock. |
| F12 | The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date. |
| F13 | The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date. |
| F14 | Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met. |
| F15 | The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied. |