Sherrell Smith - 15 Apr 2025 Form 4 Insider Report for UNIVERSAL TECHNICAL INSTITUTE INC (UTI)

Signature
/s/ Christopher Kevane, Attorney-in-Fact for Sherrell Smith
Issuer symbol
UTI
Transactions as of
15 Apr 2025
Net transactions value
-$2,721
Form type
4
Filing time
17 Apr 2025, 18:15:10 UTC
Previous filing
11 Apr 2025
Next filing
10 Dec 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UTI Common Stock, $0.0001 par value Sale $2,721 -97 -0.07% $28.05 134,131 15 Apr 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.
F2 The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $28.00 to $28.14. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.