Claudia Goldfarb - 28 Apr 2025 Form 4 Insider Report for Sow Good Inc. (SOWG)

Role
CEO, Director, 10%+ Owner
Signature
/s/ Claudia Goldfarb
Issuer symbol
SOWG
Transactions as of
28 Apr 2025
Net transactions value
+$239,928
Form type
4
Filing time
30 Apr 2025, 15:05:59 UTC
Previous filing
03 Jan 2025
Next filing
09 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SOWG Common Stock 1,620,973 28 Apr 2025 By S-FDF, LLC F1
holding SOWG Common Stock 706,780 28 Apr 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOWG Senior Convertible Promissory Note Award $239,928 +386,980 $0.6200 386,980 28 Apr 2025 Common Stock 386,980 $0.6200 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by S-FDF, LLC over which Mrs. Goldfarb and her spouse Ira Goldfarb (who is also a director, officer and indirect 10% beneficial owner of the issuer) share control and pecuniary interest.
F2 Mrs. Goldfarb owns 461,517 shares held as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.
F3 Mrs. Goldfarb was issued 386,980 shares as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest pursuant to an Exchange Agreement dated as of April 28, 2025.
F4 The Senior Convertible Promissory Notes are convertible at the election of the holders at any time, in whole or in part, into shares of common stock based on a price per share equal to the average closing price of such common stock for the five trading days immediately prior to the execution of and entry into the New Notes.
F5 Mrs. Goldfarb owns 386,980 shares as joint tenants with right of survivorship with Mrs. Goldfarb's spouse, Ira Goldfarb, who is also a reporting person, and over which they share control and pecuniary interest.