Jae Chang - Jun 27, 2023 Form 3/A - Amendment Insider Report for GEN Restaurant Group, Inc. (GENK)

Role
Co-Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Thomas S. Croal, attorney-in-fact for Jae Chang
Stock symbol
GENK
Transactions as of
Jun 27, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
4/30/2025, 04:35 PM
Date Of Original Report
Jun 27, 2023
Next filing
Jul 26, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GENK Class B Common Stock 2.48M Jun 27, 2023 Direct F1
holding GENK Class B Common Stock 1.87M Jun 27, 2023 See Footnote F1, F2
holding GENK Class B Common Stock 2.55M Jun 27, 2023 See Footnote F1, F3
holding GENK Class B Common Stock 1.37M Jun 27, 2023 See Footnote F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 2.48M Direct F1, F5
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 1.87M See Footnote F1, F2, F5
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 2.55M See Footnote F1, F3, F5
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 1.37M See Footnote F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 amendment is being filed to reflect an adjustment in the number of shares issued to each holder in connection with the merger that took place prior to the Company''s initial public offering effective as of the date of the merger.
F2 The securities reported on this row are held by Juhee Han, Mr. Chang's spouse.
F3 The securities reported on this row are held by JC Holdings Group, LLC. Mr. Chang is the ultimate control person of JC Holding Group, LLC, and an indirect beneficial owner of these shares. Mr. Chang disclaims beneficial ownership of these shares except to the extent of his pecuniary interest herein.
F4 The securities reported on this row are held by JC Group International Holding Inc. Mr. Chang is the ultimate control person of JC Group International Holding Inc., and an indirect beneficial owner of these shares. Mr. Chang disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F5 The Class B Units of GEN Restaurant Companies, LLC are exchangeable at the holder's option on a one-for-one basis into shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically cancelled.

Remarks:

This Form 3 amendment is being filed to update the holdings of Mr. Chang and certain of his affiliates to reflect the Reallocation Agreement.