David Wook Jin Kim - Jun 27, 2023 Form 3/A - Amendment Insider Report for GEN Restaurant Group, Inc. (GENK)

Role
Co-Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Thomas S. Croal, attorney-in-fact for David Wook Jin Kim
Stock symbol
GENK
Transactions as of
Jun 27, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
4/30/2025, 04:35 PM
Date Of Original Report
Jun 27, 2023
Next filing
Mar 13, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GENK Class B Common Stock 8.97M Jun 27, 2023 By DJK Trust, as Amended and Restated in 2007 F1
holding GENK Class B Common Stock 586K Jun 27, 2023 By Kim Family Living Trust, Surviving Spouse's Trust, Trust for Andrea F1
holding GENK Class B Common Stock 586K Jun 27, 2023 By Kim Family Living Trust, Surviving Spouse's Trusst, Trust for Solomon F1
holding GENK Class B Common Stock 586K Jun 27, 2023 By Kim Family Living Trust, Surviving Spouse's Trust, Trust for Joy F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 8.97M By DJK Trust, as Amended and Restated in 2007 F1, F2
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 586K By Kim Family Living Trust, Surviving Spouse's Trust, Trust for Andrea F1, F2
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 586K By Kim Family Trust, Surviving Spouse's Trust, Tust for Solomon F1, F2
holding GENK Class B Units Jun 27, 2023 Class A Common Stock 586K By Kim Family Trust, Surviving Spouse's Trust, Trust for Joy F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of Class B common stock of GEN Restaurant Group, Inc. (the "Issuer") and Class B units of GEN Restaurant Companies, LLC ("OpCo") that were transferred to the reporting person for no consideration by Jae Chang and certain of his affiliates pursuant to a Reallocation Agreement, effective as of December 31, 2023, (the "Reallocation Agreement").
F2 The Class B units of OpCo are exchangeable at the holder's option on a one-for one-basis into shares of Class A common stock upon exchange of a Class B unit, the corresponding share of BClass B common stock will be automatically cancelled.

Remarks:

This Form 3 amendment is being filed to update the holdings of Mr. Kim and certain of his affiliates to reflect the Reallocation Agreement.