Gustave Perna - May 7, 2025 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
May 7, 2025
Transactions value $
$0
Form type
4
Date filed
5/9/2025, 04:05 PM
Previous filing
Mar 18, 2025
Next filing
Jun 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Perna Gustave Director C/O ALLISON TRANSMISSION HOLDINGS, INC., ONE ALLISON WAY, INDIANAPOLIS /s/ Preston B. Ray, attorney-in-fact 2025-05-09 0001942585

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +2.04K +33.89% $0.00 8.05K May 7, 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -2.02K -100% $0.00 0 May 7, 2025 Common Stock 2.02K Direct F3, F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -20 -100% $0.00 0 May 7, 2025 Common Stock 20 Direct F5, F6
transaction ALSN Restricted Stock Units Award $0 +1.57K $0.00 1.57K May 8, 2025 Common Stock 1.57K Direct F3, F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") and related dividend equivalents.
F2 Includes 20 dividend equivalents.
F3 Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.
F4 On May 9, 2024, the reporting person was granted 2,017 RSUs that vested on May 7, 2025.
F5 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F6 The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.
F7 The RSUs represent the reporting person's annual equity award under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy.
F8 The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F9 The number of RSUs received was calculated based on $98.72, which was the closing price of the Company's common stock on the date of grant.