Richard P. Lavin - May 7, 2025 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Preston B. Ray, Attorney-in-Fact
Stock symbol
ALSN
Transactions as of
May 7, 2025
Transactions value $
$0
Form type
4
Date filed
5/9/2025, 05:54 PM
Previous filing
Mar 18, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LAVIN RICHARD P Director C/O ALLISON TRANSMISSION HOLDINGS, INC., ONE ALLISON WAY, INDIANAPOLIS /s/ Preston B. Ray, Attorney-in-Fact 2025-05-09 0001171774

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +3.72K +8.99% $0.00 45.1K May 7, 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Deferred Stock Units Options Exercise $0 -425 -100% $0.00 0 May 7, 2025 Common Stock 425 Direct F3, F4
transaction ALSN Deferred Stock Units Options Exercise $0 -2.02K -100% $0.00 0 May 7, 2025 Common Stock 2.02K Direct F3, F5
transaction ALSN Deferred Stock Units Options Exercise $0 -433 -100% $0.00 0 May 7, 2025 Common Stock 433 Direct F3, F6
transaction ALSN Deferred Stock Units Options Exercise $0 -309 -100% $0.00 0 May 7, 2025 Common Stock 309 Direct F3, F7
transaction ALSN Deferred Stock Units Options Exercise $0 -235 -100% $0.00 0 May 7, 2025 Common Stock 235 Direct F3, F8
transaction ALSN Deferred Stock Units Award $0 +280 $0.00 280 May 7, 2025 Common Stock 280 Direct F3, F9, F11
transaction ALSN Deferred Stock Units Options Exercise $0 -280 -100% $0.00 0 May 7, 2025 Common Stock 280 Direct F3, F10
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -25 -100% $0.00 0 May 7, 2025 Common Stock 25 Direct F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Richard P. Lavin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.
F2 Includes 3,699 DSUs and 25 related dividend equivalents.
F3 Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F4 On May 8, 2024, the reporting person was granted 425 DSUs that vested on May 8, 2024.
F5 On May 9, 2024, the reporting person was granted 2,017 DSUs that vested on May 7, 2025.
F6 On August 8, 2024, the reporting person was granted 433 DSUs that vested on August 8, 2024.
F7 On November 8, 2024, the reporting person was granted 309 DSUs that vested on November 8, 2024.
F8 On February 7, 2025, the reporting person was granted 235 DSUs that vested on February 7, 2025.
F9 These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer and other fees under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer and other fees are payable quarterly in arrears.
F10 On May 7, 2025, the reporting person was granted 280 DSUs that vested on May 7, 2025.
F11 The number of DSUs received was calculated based on $97.23, which was the closing price of the Company's common stock on the date of grant.
F12 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F13 The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.