Hull Xu - Mar 15, 2025 Form 4 Insider Report for Velo3D, Inc. (VLDX)

Role
CFO
Signature
/s/ Roma Kumar as attorney-in-fact for Hull Xu
Stock symbol
VLDX
Transactions as of
Mar 15, 2025
Transactions value $
$0
Form type
4
Date filed
5/16/2025, 08:25 PM
Previous filing
Apr 26, 2024
Next filing
Sep 24, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Xu Hull Hou Jun CFO C/O 2710 LAKEVIEW CT, FREMONT /s/ Roma Kumar as attorney-in-fact for Hull Xu 2025-05-16 0001919152

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLDX Commom Stock Options Exercise +11.2K 11.2K Mar 15, 2025 Direct F1
transaction VLDX Common Stock Tax liability -4.6K -41.09% 6.6K Mar 15, 2025 Direct F2
transaction VLDX Common Stock Options Exercise +50.5K +764.44% 57.1K May 15, 2025 Direct F1
transaction VLDX Common Stock Tax liability -20.7K -36.33% 36.3K May 15, 2025 Direct F2
transaction VLDX Common Stock Options Exercise +7.14K +19.65% 43.5K May 15, 2025 Direct F1
transaction VLDX Common Stock Tax liability -2.93K -6.75% 40.5K May 15, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLDX Restricted stock unit Options Exercise $0 -50.5K -6.25% $0.00 757K May 15, 2025 Common Stock 50.5K Direct F1, F3
transaction VLDX Restricted stock unit Options Exercise $0 -7.14K -25% $0.00 21.4K May 15, 2025 Common Stock 7.14K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The sale of shares is for the sole purpose of covering the Reporting Person's tax liability and broker fees with respect to the settlement of restricted stock units.
F3 The RSUs vest 25% @ 1 year starting May'25, Quarterly thereafter for 4 years, subject to the continued service of the reporting person on each vesting date