David M. Johnson - 16 May 2025 Form 4 Insider Report for Aura Biosciences, Inc. (AURA)

Role
Director
Signature
/s/ Conor Kilroy, as Attorney-in-Fact
Issuer symbol
AURA
Transactions as of
16 May 2025
Net transactions value
+$98,000
Form type
4
Filing time
20 May 2025, 17:43:51 UTC
Previous filing
21 Jun 2024
Next filing
18 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Johnson David Michael Director C/O AURA BIOSCIENCES, INC., 80 GUEST STREET, BOSTON /s/ Conor Kilroy, as Attorney-in-Fact 20 May 2025 0001808098

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AURA Common Stock Purchase $98,000 +20,000 +14% $4.90 166,167 16 May 2025 Direct F1
holding AURA Common Stock 75,000 16 May 2025 By NEJ09 IRREVOCABLE TRUST F2
holding AURA Common Stock 75,000 16 May 2025 By NEJ12 IRREVOCABLE TRUST F3
holding AURA Common Stock 139,672 16 May 2025 By Velocity Capital Management F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AURA Common Stock Warrants (right to buy) Purchase +5,000 5,000 16 May 2025 Common Stock 5,000 $4.90 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 16, 2025, the Reporting Person purchased 20,000 shares of the Issuer's common stock and a warrant to purchase 5,000 shares of the Issuer's common stock at a purchase price of $4.90 in an underwritten public offering.
F2 The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
F3 The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
F4 Velosity Capital Management LLC is an entity that the Reporting Person is the sole member of.

Remarks:

Exhibit 24.1 - Power of Attorney