-
Signature
-
/s/ Mark Jacobson
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Issuer symbol
-
AXSM
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Transactions as of
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27 May 2025
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Transactions value $
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-$3,969,482
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Form type
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4
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Filing time
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28 May 2025, 21:52:55 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Jacobson Mark L. |
Chief Operating Officer |
C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK |
/s/ Mark Jacobson |
28 May 2025 |
0001805812 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$134K |
+20.7K |
+357.48% |
$6.47 |
26.5K |
27 May 2025 |
Direct |
F1, F2 |
| transaction |
AXSM |
Common Stock |
Sale |
-$2.16M |
-20.7K |
-78.14% |
$104.66 |
5.78K |
27 May 2025 |
Direct |
F2, F3, F4 |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$129K |
+20K |
+345.84% |
$6.47 |
25.8K |
28 May 2025 |
Direct |
F1, F2 |
| transaction |
AXSM |
Common Stock |
Sale |
-$2.07M |
-20K |
-77.57% |
$103.45 |
5.78K |
28 May 2025 |
Direct |
F2, F3, F5 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-20.7K |
-100% |
$0.00 |
0 |
27 May 2025 |
Common Stock |
20.7K |
$6.47 |
Direct |
F1, F2 |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-20K |
-100% |
$0.00 |
0 |
28 May 2025 |
Common Stock |
20K |
$6.47 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: