Daniel P. McGahn - 27 May 2025 Form 4 Insider Report for AMERICAN SUPERCONDUCTOR CORP /DE/ (AMSC)

Signature
/s/ Daniel P. McGahn
Issuer symbol
AMSC
Transactions as of
27 May 2025
Transactions value $
-$3,236,835
Form type
4
Filing time
29 May 2025, 17:31:39 UTC
Previous filing
22 May 2025
Next filing
09 Jun 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
McGahn Daniel P Chairman, President and CEO, Director C/O AMERICAN SUPERCONDUCTOR CORPORATION, 114 EAST MAIN ST, AYER /s/ Daniel P. McGahn 29 May 2025 0001425153

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMSC Common Stock Sale -$626K -24.5K -1.72% $25.55 1.4M 27 May 2025 Direct F1, F2
transaction AMSC Common Stock Sale -$2.61M -98.1K -7% $26.60 1.3M 27 May 2025 Direct F1, F3, F4
holding AMSC Common Stock 12.8K 27 May 2025 By 401(k) plan F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2024. Includes shares sold by the reporting person to cover tax withholding obligations in connection with the vesting of a restricted stock award.
F2 The sales were executed in multiple trades at prices ranging from $25.10-$26.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
F3 The sales were executed in multiple trades at prices ranging from $26.15-$27.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
F4 Following all the transactions reported on this Form 4, the reporting person holds 1,304,486 shares directly.
F5 Following all the transactions reported on this Form 4, the reporting person holds 12,759 shares indirectly through the company's 401(k) plan as of May 29, 2025.