Vasudevan Guruswamy - May 29, 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Saul R. Laureles, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
May 29, 2025
Transactions value $
$0
Form type
4
Date filed
6/2/2025, 04:21 PM
Previous filing
Mar 19, 2025
Next filing
Jun 6, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Guruswamy Vasudevan Director FOUR EMBARCADERO CENTER, SUITE 710, SAN FRANCISCO /s/ Saul R. Laureles, Attorney-in-Fact 2025-06-02 0002062155

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +62.2K $0.00 62.2K May 29, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -62.2K -100% $0.00 0 May 29, 2025 Common Stock, Par Value 0.0001 Per Share 62.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.