Krishna Shivram - 29 May 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Saul R. Laureles, Attorney-in-Fact
Issuer symbol
STEM
Transactions as of
29 May 2025
Net transactions value
$0
Form type
4
Filing time
02 Jun 2025, 17:44:21 UTC
Previous filing
09 May 2025
Next filing
03 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Shivram Krishna Director FOUR EMBARCADERO CENTER, SUITE 710, SAN FRANCISCO /s/ Saul R. Laureles, Attorney-in-Fact 02 Jun 2025 0001512863

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STEM Common Stock, Par Value $0.0001 Per Share Options Exercise $0 +62,222 $0.000000 62,222 29 May 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Options Exercise $0 -62,222 -100% $0.000000 0 29 May 2025 Common Stock, Par Value 0.0001 Per Share 62,222 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F2 On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.