Manoj Jain - 28 May 2025 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
28 May 2025
Transactions value $
$0
Form type
4
Filing time
02 Jun 2025, 20:04:32 UTC
Previous filing
18 Mar 2025
Next filing
04 Jun 2025

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
Jain Manoj Director, 10%+ Owner C/O FISCALNOTE HOLDINGS, INC., 1201 PENNSYLVANIA AVE NW, 6TH FL, WASHINGTON /s/ Todd Aman, Attorney-in-Fact 02 Jun 2025 0001829173
Khurana Sohit 10%+ Owner C/O MASO CAPITAL PARTNERS LIMITED, 8/F PRINTING HOUSE, 6 DUDDELL STREET, HONG KONG, HONG KONG /s/ Sohit Khurana 02 Jun 2025 0001829409

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Award $0 +281K +106.22% $0.00 545K 28 May 2025 Direct F1
holding NOTE Class A Common Stock 606K 28 May 2025 By Maso Capital Offshore Limited F2, F3
holding NOTE Class A Common Stock 28.3M 28 May 2025 By Maso Capital Partners Limited F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. The RSUs will vest on the date of the Issuer's 2026 annual meeting of stockholders.
F2 The shares are held of record by Duddell Street Holdings Limited ("Duddell"), a Cayman Islands limited liability company. Maso Capital Offshore Limited ("Maso"), a Cayman Islands limited liability company, is the sole member and manager of Duddell and is the beneficial owner of the shares held of record by Duddell. Maso is beneficially owned and controlled by Manoj Jain, Sohit Khurana and Allan Finnerty.
F3 The 606,250 shares reported herein were previously reported by Duddell (the "Duddell Shares") and the 28,307,481 shares reported herein were previously reported by Maso Capital Investments Limited ("MCIL") with respect to 3,450,320 shares, Blackwell Partners LLC - Series A ("BPL") with respect to 17,854,774 shares and Star V Partners LLC ("SVPL") with respect to 7,002,387 shares (the "MCPL Shares"). This Form 4 corrects the prior presentation for the Duddell Shares because Maso is deemed to be the beneficial owner of the Duddell Shares in light of its sole voting and investment power over such shares as the manager of Duddell. This Form 4 also corrects the prior presentation for the MCPL Shares because Maso Capital Partners Limited ("MCPL") has sole voting and investment power pursuant to investment management agreements with each of MCIL, BPL and SVPL. There was no reallocation or change in the number of shares held of record as reported in previous Form 4s.
F4 MCPL, a Hong Kong limited liability company, is the investment manager of each of MCIL, BPL and SVPL and has sole voting and investment power with respect to the (i) 3,450,320 shares held of record by MCIL, (ii) 17,854,774 shares held of record by BPL and (iii) 7,002,387 shares of held of record by SVPL. MCPL is beneficially owned and controlled by Manoj Jain and Sohit Khurana, each of whom may be deemed to have beneficial ownership over these shares. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.