General Catalyst Group VI, L.P. - Jun 4, 2025 Form 3 Insider Report for Circle Internet Group, Inc. (CRCL)

Role
Director
Signature
General Catalyst Group VI, L.P.; General Catalyst GP VI, LLC; General Catalyst Partners VI, L.P.; /s/ Christopher McCain
Stock symbol
CRCL
Transactions as of
Jun 4, 2025
Transactions value $
$0
Form type
3
Date filed
6/4/2025, 07:52 PM
Next filing
Jun 9, 2025
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
General Catalyst Group VI, L.P. Director 20 UNIVERSITY ROAD, SUITE 450, CAMBRIDGE General Catalyst Group VI, L.P.; General Catalyst GP VI, LLC; General Catalyst Partners VI, L.P.; /s/ Christopher McCain 2025-06-04 0001536885
General Catalyst GP VI, LLC 10%+ Owner 20 UNIVERSITY ROAD, SUITE 450, CAMBRIDGE General Catalyst Group VI, L.P.; General Catalyst GP VI, LLC; General Catalyst Partners VI, L.P.; /s/ Christopher McCain 2025-06-04 0001758460
General Catalyst Partners VI, L.P. 10%+ Owner 20 UNIVERSITY ROAD, SUITE 450, CAMBRIDGE General Catalyst Group VI, L.P.; General Catalyst GP VI, LLC; General Catalyst Partners VI, L.P.; /s/ Christopher McCain 2025-06-04 0001758431
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CRCL Class A Common Stock 288K Jun 4, 2025 See footnote F1, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CRCL Series A Preferred Stock Jun 4, 2025 Class A Common Stock 16.8M See footnote F1, F2, F7
holding CRCL Series B Preferred Stock Jun 4, 2025 Class A Common Stock 3.1M See footnote F1, F3, F7
holding CRCL Series C Preferred Stock Jun 4, 2025 Class A Common Stock 2.3M See footnote F1, F4, F7
holding CRCL Series D Preferred Stock Jun 4, 2025 Class A Common Stock 1.09M See footnote F1, F5, F7
holding CRCL Series E Preferred Stock Jun 4, 2025 Class A Common Stock 82.2K See footnote F1, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are directly held by General Catalyst Group VI, L.P. ("GCGVI") and may be deemed to be indirectly beneficially owned by the other reporting persons. General Catalyst GP VI, LLC ("GCGPVI"), is the general partner of General Catalyst Partners VI, L.P., which is the general partner of GCGVI. GCGPVI is controlled by a group of three or more individuals, or the Managing Directors, having shared voting and dispositive control over the shares held by GCGVI, and the voting and dispositive decisions are made by a majority of GCGPVI Managing Directors, and therefore, no one of the Managing Directors is deemed to be a beneficial owner of the shares held by GCGVI.
F2 The Series A Preferred Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. The Issuer's Amended and Restated Certificate of Incorporation (the "Amended and Restated Certificate of Incorporation") will become effective immediately prior to the closing of the Issuer's initial public offering, pursuant to which, each share of Series A Preferred Stock that is outstanding as of immediately prior to that time will automatically be reclassified, on a one-for-one basis, into a share of Class A Common Stock.
F3 The Series B Preferred Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Each share of Series B Preferred Stock that is outstanding as of immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation will automatically be reclassified, on a one-for-one basis, into a share of Class A Common Stock.
F4 The Series C Preferred Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Each share of Series C Preferred Stock that is outstanding as of immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation will automatically be reclassified, on a one-for-one basis, into a share of Class A Common Stock.
F5 The Series D Preferred Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Each share of Series D Preferred Stock that is outstanding as of immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation will automatically be reclassified, on a one-for-one basis, into a share of Class A Common Stock.
F6 The Series E Preferred Stock is convertible into Class A Common Stock on a one-for-one basis and has no expiration date. Each share of Series E Preferred Stock that is outstanding as of immediately prior to the effectiveness of the Amended and Restated Certificate of Incorporation will automatically be reclassified, on a one-for-one basis, into a share of Class A Common Stock.
F7 Each of the reporting persons and entities disclaims beneficial ownership of the reported securities (except to the extent of such person's or entity's pecuniary interest in such securities). The filing of this statement by the reporting persons shall not be deemed an admission that such persons are, for purposes of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.