David S. Buzby - Jun 4, 2025 Form 4 Insider Report for STEM, INC. (STEM)

Role
Director
Signature
/s/ Saul R. Laureles, Attorney-in-Fact
Stock symbol
STEM
Transactions as of
Jun 4, 2025
Transactions value $
$0
Form type
4
Date filed
6/6/2025, 07:25 PM
Previous filing
Jun 2, 2025
Next filing
Jul 8, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
BUZBY DAVID S Director 1400 POST OAK BOULEVARD, SUITE 560, HOUSTON /s/ Saul R. Laureles, Attorney-in-Fact 2025-06-06 0001244203

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding STEM Common Stock, Par Value $0.0001 Per Share 120K Jun 4, 2025 Direct F1
holding STEM Common Stock, Par Value $0.0001 Per Share 641K Jun 4, 2025 By the David S. Buzby Revocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STEM Restricted Stock Unit Award $0 +150K $0.00 150K Jun 4, 2025 Common Stock, Par Value 0.0001 Per Share 150K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person's holdings in Column 5 reflect an adjustment to correct a previous filing made on June 2, 2025, which incorrectly reported a vesting of 110,236 RSUs. These RSUs were previously forfeited by the Reporting Person.
F2 Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
F3 On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.