| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Corebridge Financial, Inc. | Filed pursuant to Section 30(h) of the Investment Company Act of 1940. | 2919 ALLEN PARKWAY, WOODSON TOWER, HOUSTON | /s/ Polly Klane, Authorized Signatory of Corebridge Financial, Inc. | 2025-06-13 | 0001889539 |
| AMERICAN GENERAL LIFE INSURANCE CO | Filed pursuant to Section 30(h) of the Investment Company Act of 1940. | 2727-A ALLEN PARKWAY, HOUSTON | /s/ Julie A. Cotton Hearne, Authorized Signatory of American General Life Insurance Company | 2025-06-13 | 0000005108 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EMO | Series O Mandatory Redeemable Preferred Stock | Other | -$4.41M | -126K | -100% | $35.04 | 0 | Jun 11, 2025 | Held through subsidiaries | F1, F2 |
| transaction | EMO | 3.46% Series M Senior Secured Notes due June 11, 2025 | Other | -$319B | -560K | $569,291.46 | $0 | Jun 11, 2025 | Held through subsidiaries | F3, F4 | |
| holding | EMO | Series P Mandatory Redeemable Preferred Stock | 160K | Jun 11, 2025 | Held through subsidiary | F5 | |||||
| holding | EMO | 3.56% Series N Senior Secured Notes due June 11, 2027 | $1.49M | Jun 11, 2025 | Held through subsidiaries | F5 | |||||
| holding | EMO | 3.76% Series O Senior Secured Notes due June 11, 2030 | $2.05M | Jun 11, 2025 | Held through subsidiaries | F6 | |||||
| holding | EMO | Series J Mandatory Redeemable Preferred Stock | 134K | Jun 11, 2025 | Held through subsidiaries | F5 | |||||
| holding | EMO | 4.66% Series H Senior Secured Notes due October 15, 2025 | $5.49M | Jun 11, 2025 | Held through subsidiaries | F7 |
| Id | Content |
|---|---|
| F1 | The Series O Mandatory Redeemable Preferred Stock were redeemed by the issuer at a price equal to the liquidation value of $35 per share plus accrued interest through the redemption date. |
| F2 | American General Life Insurance Company ("AGLIC") and The United States Life Insurance Company in the City of New York ("USL"), each an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), directly held 2,858 shares and 82,858 shares of the reported securities, respectively. Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of CRBG, may have been deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of American International Group, Inc. ("AIG"), pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. |
| F3 | The 3.46% Series M Senior Secured Notes were redeemed by the issuer for full payment at maturity of 100% of the aggregate principal amount outstanding of the securities, plus accrued and unpaid interest through the redemption date. |
| F4 | AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly held $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively. |
| F5 | Directly held by AGLIC. |
| F6 | AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively. |
| F7 | AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein. |
Filed pursuant to Section 30(h) of the Investment Company Act of 1940.