Enrique T. Salem - Jun 13, 2025 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Role
Director
Signature
/s/ Enrique T. Salem
Stock symbol
RBRK
Transactions as of
Jun 13, 2025
Transactions value $
-$63,763,000
Form type
4
Date filed
6/17/2025, 07:00 AM
Previous filing
May 30, 2025
Next filing
Jun 26, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Salem Enrique T Director C/O BAIN CAPITAL VENTURE INVESTORS, LLC, 200 CLARENDON STREET, BOSTON /s/ Enrique T. Salem 2025-06-17 0001295402

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBRK Class A Common Stock Conversion of derivative security +700K 700K Jun 13, 2025 See footnotes F1, F2, F3
transaction RBRK Class A Common Stock Sale -$63.8M -700K -100% $91.09 0 Jun 13, 2025 See footnotes F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RBRK Class B Common Stock Conversion of derivative security $0 -700K -25.37% $0.00 2.06M Jun 13, 2025 Class A Common Stock 700K See footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date. On June 13, 2025, the Bain Capital Venture Entities (as defined below) directed the sale of 700,000 shares of Class B Common Stock, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
F2 Represents securities held directly by Bain Capital Venture Fund 2019, L.P., Bain Capital Venture Coinvestment Fund II, L.P., BCV 2019-MD Primary, L.P., BCV 2019-MD Coinvestment II, L.P., BCIP Venture Associates II, L.P. and BCIP Venture Associates II-B, L.P. (collectively, the "Bain Capital Venture Entities").
F3 The governance, investment strategy and decision-making process with respect to the investments held by the Bain Capital Venture Entities is directed by the Executive Committee of Bain Capital Venture Investors, LLC ("BCVI"). Mr. Salem is a Partner of BCVI and a member of the Executive Committee. Accordingly, by virtue of the relationships described in this footnote, Mr. Salem may be deemed to share voting and dispositive power with respect to all of the securities held by the Bain Capital Venture Entities. Mr. Salem disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.