Patrick Mercer - 13 Jun 2025 Form 4/A - Amendment Insider Report for IRIDEX CORP (IRIX)

Role: President and CEO
Signature: /s/ Nilo De Castro, Attorney-in-fact for Patrick Mercer
Issuer symbol: IRIX
Transactions as of: 13 Jun 2025
Net transactions value: +$31,368
Form type: 4/A - Amendment
Filing time: 24 Jun 2025, 20:11:25 UTC
Date Of Original Report: 17 Jun 2025
Previous filing: 27 May 2025
Next filing: 17 Jun 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
Mercer Patrick	President and CEO	1212 TERRA BELLA AVENUE, MOUNTAIN VIEW	/s/ Nilo De Castro, Attorney-in-fact for Patrick Mercer	24 Jun 2025	0001786824

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	IRIX	Common Stock	Award	$31,368	+33,370	+8.6%	$0.9400	420,100	13 Jun 2025	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	IRIX	Common Stock (right to buy)	Award	$0	+111,240		$0.000000	111,240	13 Jun 2025	Common Stock	111,240	$0.9400	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2	This option was granted pursuant to the Company's 2008 Equity Incentive Plan, as amended, and is exempt pursuant to Rule16b-3.
F3	The shares are subject to vesting according to the following schedule: 1/3 of the Shares subject to the Option will vest each one-year anniversary of the date of grant.