Romeo R. Dizon - Jun 13, 2025 Form 4/A - Amendment Insider Report for IRIDEX CORP (IRIX)

Role
Chief Financial Officer
Signature
/s/ Nilo De Castro, Attorney-in-fact for Romeo Dizon
Stock symbol
IRIX
Transactions as of
Jun 13, 2025
Transactions value $
$21,150
Form type
4/A - Amendment
Date filed
6/24/2025, 08:14 PM
Date Of Original Report
Jun 17, 2025
Previous filing
Jun 11, 2025
Next filing
Aug 18, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Dizon Romeo R Chief Financial Officer 1212 TERRA BELLA AVENUE, MOUNTAIN VIEW /s/ Nilo De Castro, Attorney-in-fact for Romeo Dizon 2025-06-24 0001658282

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IRIX Common Stock Award $21.2K +22.5K +147.59% $0.94 37.7K Jun 13, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IRIX Common Stock (right to buy) Award $0 +75K $0.00 75K Jun 13, 2025 Common Stock 75K $0.94 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 13, 2026 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
F2 This option was granted pursuant to the Company's 2008 Equity Incentive Plan, as amended, and is exempt pursuant to Rule16b-3.
F3 The shares are subject to vesting according to the following schedule: 1/3 of the Shares subject to the Option will vest each one-year anniversary of the date of grant.