| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| AEG Holdings, LLC | Director | 9800 WILSHIRE BLVD., BEVERLY HILLS | AEG HOLDINGS, LLC, By: /s/ Alec Gores, Chairman | 2025-07-08 | 0001694360 |
| Gores Alec E | Director | C/O LUMINAR TECHNOLOGIES, INC., 2603 DISCOVERY DRIVE, SUITE 100, ORLANDO | /s/ ALEC GORES | 2025-07-08 | 0001322454 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | LAZR | Class A Common Stock | Award | $0 | +61.6K | +452.4% | $0.00 | 75.2K | Jul 3, 2025 | Direct | F1, F2 |
| holding | LAZR | Class A Common Stock | 306K | Jul 3, 2025 | See Footnote | F2, F3, F4 | |||||
| holding | LAZR | Class A Common Stock | 10.2K | Jul 3, 2025 | See Footnote | F2, F4, F5 | |||||
| holding | LAZR | Class A Common Stock | 10K | Jul 3, 2025 | See Footnote | F2, F4, F6 | |||||
| holding | LAZR | Class A Common Stock | 10K | Jul 3, 2025 | See Footnote | F2, F4, F7 |
| Id | Content |
|---|---|
| F1 | Represents shares of Class A common stock underlying a time-based restricted stock unit award ("RSU"). Each annual RSU award shall vest in full on the first to occur of (i) the one-year anniversary of the grant date, July 3 2026 or (ii) the date of the next annual meeting of stockholders, subject to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. |
| F2 | Effective November 20, 2024, the Issuer effected a 1-for-15 reverse stock split of its Class A common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split. |
| F3 | Held of record by AEG Holdings, LLC ("AEG" and, together with Alec Gores, the "Reporting Persons"). Mr. Gores is the managing member of AEG. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG. |
| F4 | Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. |
| F5 | Held of record by Pacific Credit Corp. ("PCC"). Mr. Gores is a member of and has dispositive powers for PCC. As such, Mr. Gores may be deemed to have beneficial ownership of the securities beneficially owned by PCC. |
| F6 | The securities are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household. |
| F7 | The securities are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household. |