John Donaghey - Jul 9, 2025 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Stock symbol
AEIS
Transactions as of
Jul 9, 2025
Transactions value $
-$280,000
Form type
4
Date filed
7/9/2025, 05:13 PM
Previous filing
Mar 18, 2025
Next filing
Aug 14, 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Donaghey John EVP, Global Sales 1595 WYNKOOP STREET, SUITE 800, DENVER /s/ Elizabeth Vonne - Attorney-in-Fact 2025-07-09 0001940410

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Sale -$280K -2K -15.35% $140.00 11K Jul 9, 2025 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2025.
F2 Represents 2,627 shares of unvested restricted stock units and 8,402 shares of common stock.