| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| OBOYLE KEVIN C | Director | C/O CARLSMED, INC., 1800 ASTON AVE., SUITE 100, CARLSBAD | /s/ Leonard Greenstein, as attorney-in-fact for Kevin O'Boyle | 2025-07-22 | 0001203567 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CARL | Stock Option (Right to Buy) | Jul 22, 2025 | Common Stock | 104K | $2.23 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Includes 103,702 unvested stock options convertible into approximately 103,702 shares of the Issuer's common stock, which began to vest on September 20, 2024, subject to a one-year cliff, and will be fully vested on September 20, 2028. These options are reported after giving effect to the 1-for-5.58 reverse split of the Issuer's common and preferred stock effected on July 10, 2025 (the "Reverse Split"). |
| F2 | The exercise price has been adjusted to reflect the Reverse Split. |